David is Counsel to the Firm after rejoining in 2018 after a three year hiatus. David's practice concentrates on corporate and banking law, mergers & acquisitions, securities and equine law. He is a member of the Business group, as well as the Banking, Mergers & Acquistions, Public Finance, Equine and Securities & Corporate Governance practices.
Represented a racetrack association in the sale of a portion of its ownership interest. We handled all aspects of the transaction for our client and obtained approval by the the governing horse racing commission for the sale.
Representation of financial institution clients in negotiating with regulatory authorities about a proposed enforcement action, including formal cease and desist and consent orders and informal memoranda of understanding. Advising financial institutions regarding compliance with enforcement...
Representation of public issuer in a “Dutch Auction” self-tender offer for approximately $17 million in a NASDAQ listed common stock.